IFCCI
IPTI PLATFORM PROFILE

SoFi Invest

US fintech offering stocks, crypto, robo-advisory

SoFi Invest logo
SoFi Securities LLCUnited StatesEst. 2018Multi-Asset
RegisteredReview CompleteActive
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Platform Overview

SoFi Invest is a US fintech investment platform offering stocks, ETFs, crypto, and automated robo-advisory portfolios. It integrates with SoFi's broader financial ecosystem including lending, banking, and financial planning.

Company Information

Registered Company Name
SoFi Securities LLC
Brand Name
SoFi Invest
Headquarters
United States
Year Established
2018

Transparency Signals

Confidence LevelHigh
Transparency & Disclosure
Moderate
Regulatory Intelligence
Moderate
Consumer Protection
Moderate
Reputation & Market
Moderate
Key Strength

Strong transparency across key operational dimensions

Key Concern

No significant concerns identified

Trust Dimension Breakdown

Transparency & Disclosure
14.7/20Moderate Transparency Signals

Measures the completeness and verifiability of platform disclosures including regulatory filings, operational transparency, and transparency improvement efforts.

Regulatory Intelligence
14.7/20Moderate Transparency Signals

Evaluates regulatory standing, jurisdictional oversight quality, institutional engagement, and regulatory tier classification.

Consumer Protection
14.0/20Moderate Transparency Signals

Assesses fund safety mechanisms, complaint history, complaint resolution track record, and customer service quality.

Reputation & Market
10.5/15Moderate Transparency Signals

Reflects market standing, research commentary, expert-assessed execution quality, and liquidity reliability.

Operational Reliability
12.8/15Exceptional Transparency Signals

Evaluates platform uptime, technical reliability, customer service responsiveness, and operational transparency.

Industry Integrity
5.0/10Developing Transparency Signals

Measures industry contribution through education initiatives, research collaboration, ESG programs, and investor awareness efforts.

Regulatory Intelligence

Brand Name

SoFi Invest
United States
Self-Declared

Legal Entities

SoFi Securities LLC
SEC · United States
0000162790
High Confidence
SoFi Securities LLC
FinCEN · United States
Registered
High Confidence

Regulatory References

SECPrimary Registry
0000162790
FinCENPrimary Registry
0000162790

Regulatory information displayed here is compiled from public registries, third-party sources, and platform self-declarations. IFCCI does not guarantee the completeness or accuracy of this information. Always verify directly with the relevant regulatory authority.

Regional Market Signals

🇲🇾
🇲🇾

Malaysia Market

ReputationLimited Presence
Complaint DensityLow
Local Office
Local Regulation
🌏
🌏

Asia Pacific

ReputationEmerging
Complaint DensityLow
Market Presence8 years
🌍
🌍

Global Market

ReputationWell Established
Complaint DensityLow
Market Presence8 years

Regulatory Licenses

Tier 1SEC, FinCEN

SEC

Active
License Number
0000162790
Jurisdiction
United States
License Type
Broker-Dealer License

FinCEN

Active
License Number
Registered
Jurisdiction
United States
License Type
MSB

Internal Transparency

Regulatory Transparency
Available1.00/1.0
Operational Transparency
Available1.00/1.0
Platform Reliability
Available1.00/1.0
Consumer Protection
Available1.00/1.0
Market Transparency
Available1.00/1.0
RegulatoryOperationalReliabilityConsumerMarket

Transparency profile visualization

Trading Conditions

Trading Platforms:SoFi AppSoFi Web
InstrumentSpread
EUR/USDN/A
GBP/USDN/A
USD/JPYN/A
XAU/USDN/A
Commission
$0 for stocks/ETFs; crypto: spread markup ~1.25%
Inactivity Fee
None
Deposit Fees
Free
Withdrawal Fees
Free
Withdrawal Processing Time
1-3 business days

Platform Infrastructure

Safety & Protection

Segregated Funds
Negative Balance Protection

Operational Details

Supported Languages
English
Support Channels
PhoneLive ChatEmail
Payment Methods
ACHWire Transfer
2/5 contribution areas active
Financial Education Programs
Research Collaboration
Industry Development Initiatives
ESG & Responsible Trading
Investor Awareness Programs

Community Snapshot

0
Total Reports
0
Verified
0
Under Review
0
Resolved
0
Total Reviews
Data as of:2026-02-20
Last Verified:2026-02-20

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Platform Comparison

 
SoFi Invest logo
SoFi Invest
IG logo
IG
Regulatory TierTier 1Tier 1
Transparency Signals9.5/109.5/10
Minimum Deposit$0$250
Maximum LeverageN/AUp to 1:200
Spread TypeCommission-freeVariable
Execution ModelDMAMarket Maker
Year Established20181974
Trading Products310

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Information presented is compiled from publicly available regulatory sources and user submissions. IFCCI does not make recommendations or endorsements. Users should conduct independent due diligence.

Legal Disclaimer

The IFCCI Transparency Programme is an independent research initiative and does not constitute regulatory supervision, professional financial advice, or official compliance certification. All findings represent research-based observations intended to contribute to financial industry transparency discourse and informed evaluation. FinScope is a technology platform developed to support the programme’s public-facing digital interface.