IFCCI
IPTI PLATFORM PROFILE

CTBC Securities

FSC-regulated Taiwanese securities broker within the CTBC Financial Group

CTBC Securities logo
CTBC Securities Co., Ltd.TaiwanEst. 1989Multi-Asset
RegisteredReview CompleteActive
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Platform Overview

CTBC Securities is an FSC-regulated Taiwanese broker founded in 1989, part of the CTBC Financial Holding Company. It provides DMA trading across 2,000+ TWSE and TPEx securities including shares, futures, options, funds, and bonds. CTBC is one of Taiwan's largest private-sector financial groups.

Company Information

Registered Company Name
CTBC Securities Co., Ltd.
Brand Name
CTBC Securities
Headquarters
Taiwan
Year Established
1989
Parent Company
CTBC Financial Holding Co., Ltd.
Publicly Listed
Yes

Transparency Signals

Confidence LevelMedium
Transparency & Disclosure
Moderate
Regulatory Intelligence
Low
Consumer Protection
Developing
Reputation & Market
Developing
Key Strength

Multi-jurisdictional regulatory compliance

Key Concern

Regulated by light-touch jurisdictional authority

Attention Indicators
  • Regulated under light-touch jurisdiction with developing oversight standards

Regulated under light-touch jurisdiction with developing oversight standards

Moderate3 pts

Trust Dimension Breakdown

Transparency & Disclosure
13.5/20Moderate Transparency Signals

Measures the completeness and verifiability of platform disclosures including regulatory filings, operational transparency, and transparency improvement efforts.

Regulatory Intelligence
7.0/20Limited Transparency Signals

Evaluates regulatory standing, jurisdictional oversight quality, institutional engagement, and regulatory tier classification.

Consumer Protection
8.5/20Limited Transparency Signals

Assesses fund safety mechanisms, complaint history, complaint resolution track record, and customer service quality.

Reputation & Market
6.0/15Limited Transparency Signals

Reflects market standing, research commentary, expert-assessed execution quality, and liquidity reliability.

Operational Reliability
5.6/15Limited Transparency Signals

Evaluates platform uptime, technical reliability, customer service responsiveness, and operational transparency.

Industry Integrity
3.0/10Limited Transparency Signals

Measures industry contribution through education initiatives, research collaboration, ESG programs, and investor awareness efforts.

Regulatory Intelligence

Brand Name

CTBC Securities
Taiwan
Self-Declared

Regulatory References

FSCPrimary Registry

Regulatory information displayed here is compiled from public registries, third-party sources, and platform self-declarations. IFCCI does not guarantee the completeness or accuracy of this information. Always verify directly with the relevant regulatory authority.

Regional Market Signals

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Malaysia Market

ReputationLimited Presence
Complaint DensityLow
Local Office
Local Regulation
🌏
🌏

Asia Pacific

ReputationGrowing
Complaint DensityLow
Market Presence37 years
🌍
🌍

Global Market

ReputationEmerging
Complaint DensityLow
Market Presence37 years

Regulatory Licenses

Tier 3FSC

Internal Transparency

Regulatory Transparency
Available1.00/1.0
Operational Transparency
Developing0.35/1.0
Platform Reliability
Developing0.35/1.0
Consumer Protection
Limited0.65/1.0
Market Transparency
Limited0.65/1.0
RegulatoryOperationalReliabilityConsumerMarket

Transparency profile visualization

Trading Conditions

Trading Platforms:CTBC e-TradeCTBC Mobile Securities
InstrumentSpread
EUR/USDN/A
GBP/USDN/A
USD/JPYN/A
XAU/USDN/A
Commission
0.1425% commission (discount available online)
Inactivity Fee
None
Deposit Fees
None
Withdrawal Fees
None
Withdrawal Processing Time
T+2 settlement

Platform Infrastructure

Safety & Protection

Segregated Funds
Negative Balance Protection

Operational Details

Supported Languages
Chinese, English
Support Channels
PhoneEmailBranch OfficeLINE
Payment Methods
Bank TransferCTBC Bank Online
2/5 contribution areas active
Financial Education Programs
Research Collaboration
Industry Development Initiatives
ESG & Responsible Trading
Investor Awareness Programs

Community Snapshot

0
Total Reports
0
Verified
0
Under Review
0
Resolved
0
Total Reviews
Data as of:2025-03-01
Last Verified:2025-03-01

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Platform Comparison

 
CTBC Securities logo
CTBC Securities
IG logo
IG
Regulatory TierTier 3Tier 1
Transparency Signals6.0/109.5/10
Minimum DepositTWD 0$250
Maximum LeverageUp to 1:2.5 (margin)Up to 1:200
Spread TypeN/AVariable
Execution ModelDMAMarket Maker
Year Established19891974
Trading Products610

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Information presented is compiled from publicly available regulatory sources and user submissions. IFCCI does not make recommendations or endorsements. Users should conduct independent due diligence.

Legal Disclaimer

The IFCCI Transparency Programme is an independent research initiative and does not constitute regulatory supervision, professional financial advice, or official compliance certification. All findings represent research-based observations intended to contribute to financial industry transparency discourse and informed evaluation. FinScope is a technology platform developed to support the programme’s public-facing digital interface.